Compliance technology is not just about collecting data. It is about automating workflows, providing flexibility to create and change rules & analytics, and enabling expeditious and effective follow up on suspicious activity.
Clarity Compliance is a turnkey 22c-2 compliance platform for asset managers and service providers. Working on your behalf, we obtain, aggregate, and map data from any transfer agent or intermediary platform. We monitor and analyze trading activity and alert you to potential market timing and trading violations. You can focus on your core business and operational competencies and rely on us for regulatory compliance and reporting with predictable costs and near-zero administrative overhead.
Accepts data from any transfer agency, subaccounting system, insurer/trust provider or intermediary through NSCC, industry standard files, or custom/proprietary file formats.
Utilizes a risk-based approach to monitor trading activity for high visibility intermediaries.
Analyzes data based on assigned rules and identifies trading patterns that violate the rules for automated or manual disposition.
Creates, manages, and applies data analytics based on your trading policies quickly, alleviating the need for in-house programmers.
Monitors violations and follow-up activities to know issue resolution status.
Documents findings and follow-up activities in a standard format that supports audits and presentations to internal compliance and regulators.
Clarity Compliance is a turnkey 22c-2 compliance platform for asset managers and service providers. In 2020, Clarity became part of SalesPage Technologies, LLC. This partnership expands the accessibility and utility of compliance reporting capability to the asset management community. SalesPage’s data privacy pledge ensures all data, from data monitored by Clarity Compliance to clients’ first-party data and licensed third-party data, is handled independently and confidentially. For more detail, read our pledge.